Engagement
Pre-License Control Readiness Review
A focused assessment for teams approaching FSC-related licensing, checking whether control design matches the narrative in the application file.
Schedule a readiness review
Who it is for
Founders and compliance leads assembling license materials for payment or electronic payment institutions.
Result
A readiness gap list mapped to control owners, with language suitable for internal counsel and advisors.
Provider
Elm Harbor Controls senior reviewer
Included
- Mapping of stated policies to operating evidence
- Review of segregation of duties for funds movement
- Checklist against common supervisory questions
Not included
- Drafting the license application itself
- Legal opinion letters
How the work proceeds
- Intake of draft policies and process maps
- Gap walkthrough with founders
- Written readiness note
Preparation
Share draft SOPs and a current product description before the first workshop.
Constraints
Does not guarantee license approval.
Ready to scope this engagement?
Send product lines, recent close cycles, and timing. We reply within two business days.
Schedule a readiness review